Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1 - 12 of 1490 Results
Docket # Name and Relationship Institution City State Year
21-0101-ER Guagliardo, Joseph
Former Member of the Supervisory Committee
Municipal Credit Union New York NY 2021
21-0105-ER Live Life Federal Credit Union
Live Life Federal Credit Union
Live Life Federal Credit Union Fraser MI 2021
21-0102-SR Martin, Patricia
Former Employee
McCoy Federal Credit Union Orlando FL 2021
21-0113-WR Wilson, LaBrandi
Former Employee
Alaska Air Group Federal Credit Union SeaTac WA 2021
21-0109-WR Hill, Henry
Former Employee
Greater Iowa Credit Union Ames IA 2021
21-0120-WR Galeoto, Linda Albion
Former Assistant Chief Executive Officer
Reno City Employees Federal Credit Union Reno NV 2021
21-0112-SR Carney, Brittany A.
Former Employee
Red River Federal Credit Union Altus OK 2021
21-0118-SR Ford, Cara V.
Former Branch Manager
JAX Federal Credit Union Jacksonville FL 2021
21-0133-ER Nowicki, Suzanne
Former Employee
Westport Federal Credit Union Westport MA 2021
21-0131-ER Morgan, Sheena
Former Employee
Point Breeze Credit Union Hunt Valley MD 2021
21-0139-ER Oliver, Elizabeth
Former Employee
Lancaster Red Rose Credit Union Leola PA 2021
21-0128-WR Aleman, Hector
Former Employee
Pima Federal Credit Union Tucson AZ 2021

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