Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1 - 12 of 1466 Results
Docket # Name and Relationship Institution City State Year
21-0102-SR Martin, Patricia
Former Employee
McCoy Federal Credit Union Orlando FL 2021
21-0103-WR Erisman, Kyle
Former Employee
True North Federal Credit Union Juneau AK 2021
20-0106-ER Aikey, Brittany
Former Institution-Affiliated Party
NU Community Credit Union Milton PA 2020
19-0132-WR Zanassi, Jennifer
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
20-0143-ER Shaeffer, Brooke
Former Employee
Member’s 1st Federal Credit Union Mechanicsburg PA 2020
20-0108-WR Davalos, Samuel
Former Employee
MyPoint Credit Union San Diego CA 2020
20-0105-WR Anthony, Benedict
Former Employee
Tucson Old Pueblo Credit Union Tucson AZ 2020
20-0102-SR Garza, Grace
Former Employee
Space City Credit Union Houston TX 2020
20-0112-SR Crowe, Josephine
Former Employee
Louisville Metro Police Officers Credit Union Louisville KY 2020
20-0106-SR Harper, Casey
Former Employee
Notre Dame Federal Credit Union Notre Dame IN 2020
1
2
3
...
146
147

The NCUA is committed to providing an excellent user experience to all individuals, including persons with disabilities. If you require an accommodation to access information on or to use this website, contact Section508@NCUA.gov to request one. Please visit the NCUA's Accessibility Statement for additional information.