Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1 - 12 of 1496 Results
Docket # Name and Relationship Institution City State Year
21-0137-ER Noyes, Catalina
Former Employee
Loudoun Credit Union Leesburg VA 2022
22-0105-WR Shimanek, Judith
Former Employee
Ark City Teachers Credit Union Arkansas City KS 2022
22-0102-ER Davis, Ashley N.
Former Employee
Newark Firemen Federal Credit Union Newark NJ 2022
22-0109-WR Mohabir, Indira
Former Institution-Affiliated Party
Western Federal Credit Union Torrance CA 2022
22-0104-SR Colley, Mark
Former Institution-Affiliated Party
First Oklahoma Federal Credit Union Tulsa OK 2022
22-0103-ER Nelson, Barbara
Former Accounting Supervisor
Gerber Federal Credit Union Fremont MI 2022
21-0101-ER Guagliardo, Joseph
Former Member of the Supervisory Committee
Municipal Credit Union New York NY 2021
21-0105-ER Live Life Federal Credit Union
Live Life Federal Credit Union
Live Life Federal Credit Union Fraser MI 2021
21-0102-SR Martin, Patricia
Former Employee
McCoy Federal Credit Union Orlando FL 2021
21-0113-WR Wilson, LaBrandi
Former Employee
Alaska Air Group Federal Credit Union SeaTac WA 2021
21-0109-WR Hill, Henry
Former Employee
Greater Iowa Credit Union Ames IA 2021
21-0119-WR Arceo, Ricardo
Former Institution-Affiliated Party
White Sands Federal Credit Union Las Cruces NM 2021

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