Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1 - 12 of 1504 Results
Docket # Name and Relationship Institution City State Year
22-0110-ONES Hamilton, Diamond
Former Employee
Suncoast Credit Union Tampa FL 2022
22-0109-WR Mohabir, Indira
Former Institution-Affiliated Party
Western Federal Credit Union Torrance CA 2022
21-0117-ER Lopez, Carolin
Former Institution-Affiliated Party
1st Bergen Federal Credit Union Hackensack NJ 2022
22-0102-ER Davis, Ashley N.
Former Employee
Newark Firemen Federal Credit Union Newark NJ 2022
22-0117-ER Cruz, Anne
Former Chief Executive Officer
PNG Northern Federal Credit Union Vandergrift PA 2022
22-0112-ER Inter-American Federal Credit Union
Inter-American Federal Credit Union
Inter-American Federal Credit Union Brooklyn NY 2022
22-0105-WR Shimanek, Judith
Former Employee
Ark City Teachers Credit Union Arkansas City KS 2022
22-0107-WR Fletcher, Vanessa
Former Institution-Affiliated Party
Alaska USA Federal Credit Union Anchorage AK 2022
22-0111-WR Romero, Susan Irene
Former Institution-Affiliated Party
Winslow Santa Fe Credit Union Winslow AZ 2022
21-0142-ER Viselli, Michael
Former Institution-Affiliated Party
Ingersoll-Rand Federal Credit Union Athens PA 2022
21-0137-ER Noyes, Catalina
Former Employee
Loudoun Credit Union Leesburg VA 2022
21-WR-0130 Simontacchi, Stephanie
Former Employee
Redwood Credit Union Santa Rosa CA 2022

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