NOTICE OF PROHIBITION
WHEREAS on or about November 16, 2017, Trevon Gross (“Gross”) was sentenced on the charge of Conspiracy to Commit Financial Institution Bribery, to Make False Statements, and to Obstruct the Examination of a Financial Institution, 18 U.S.C. § 371, and Receiving Corrupt Payments as an Officer of a Financial Institution With the Intent to be Influenced, 18 U.S.C. § 215(a)(2), charges to which he was found guilty, in the United States District Court for the Southern District of New York, in connection with his employment at Helping Other People Excel Federal Credit Union;
WHEREAS violations of 18 U.S.C. §§ 371 and 215(a)(2) are criminal offenses involving dishonesty and breach of trust;
NOW, THEREFORE, YOU ARE HEREBY NOTIFIED THAT:
- Pursuant to 12 U.S.C. § 1785(d)(1)(A) and 12 U.S.C. § 1829(a)(1)(A), Gross is prohibited from becoming an “institution affiliated party” of any insured depository institution, as defined in 12 U.S.C. § 1786(r); otherwise participating, directly or indirectly, in the conduct of the affairs of any insured depository institution; and owning or controlling, directly or indirectly, any insured depository institution;
- Pursuant to 12 U.S.C. § 1785(d)(1)(B) and 12 U.S.C. § 1829(a)(1)(B), no insured depository institution may permit Gross to engage in any conduct or continue in any relationship prohibited in paragraph 1 above;
- Pursuant to 12 U.S.C. § 1785(d)(3) and 12 U.S.C. § 1829(b), whoever knowingly violates paragraph 1 or 2 above is subject to a fine of not more than $1 million for each day such prohibition is violated, or imprisonment for not more than five (5) years, or both;
- The “Judgment in a Criminal Case” United States of America v Trevon Gross, Case No. 1:S6 15CR00769-03, dated November 16, 2017 (with the restitution amount amended on February 28, 2019) is made a part hereof and is incorporated herein by reference.
ISSUED this 21st day of September, 2021.
NATIONAL CREDIT UNION ADMINISTRATION