Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1 - 100 of 1505 Results
Docket # Name and Relationship Institution City State Year
17-0047-R4 Hall, Maureen
Former Employee of Blue Federal Credit Union
Blue Federal Credit Union Cheyenne WY 2017
04-0101-V Messer, Jim B.
Institution-Affiliated Party and Person Participating in the Affairs of Wyoming Employees Federal Credit Union, Cheyenne, WY
Wyoming Employees Federal Credit Union Cheyenne WY 2004
14-0222-R4 Powell Schools Federal Credit Union
Powell Schools Federal Credit Union
Powell Schools Federal Credit Union Powell WY 2015
08-0047-R5 Krueger, Leah Louise
Reliant Federal Credit Union, Casper, Wyoming
Reliant Federal Credit Union Casper WY 2009
00-1002-VI Henry, Rose Lorraine
An Institution-Affiliated Party and Person Participating in the Affairs of Parco Community Federal Credit Union, Sinclair, Wyoming
Parco Community Federal Credit Union Sinclair WY 2000
17-0165-R2 Gill, Alisha Dawn
Former employee of Huntington C & O Railway Employees Federal Credit Union
Huntington C & O Railway Employees Federal Credit Union Huntington WV 2018
11-0042-R2 Poe, Rebecca
Notice of Prohibition - Former Employee of N&W POCA Division Federal Credit UnioninBluefield, West Virginia
N&W POCA Division Federal Credit UnioninBluefield Bluefield WV 2011
19-0120-ER Valley Board Federal Credit Union
Valley Board Federal Credit Union
Valley Board Federal Credit Union Harpers Ferry WV 2019
15-0028-R2 Marion County School Employees Federal Credit Union
Marion County School Employees Federal Credit Union
Marion County School Employees Federal Credit Union Fairmont WV 2015
15-0026-R2 Valley Bell Credit Union
Valley Bell Credit Union
Valley Bell Credit Union Charleston WV 2015
15-0130-R2 Metz, Bernie
Former Employee of Center Valley Federal Credit Union
Center Valley Federal Credit Union Wheeling WV 2015
20-0131-ER McComas, Frances
Former Employee
West Virginia Federal Credit Union South Charleston WV 2020
16-0151-R2 Marion County School Employee's Federal Credit Union
Marion County School Employee's Federal Credit Union Fairmont WV 2016
14-0048-R2 Morgantown AES Federal Credit Union
Morgantown AES Federal Credit Union Morgantown WV 2014
14-0157-R2 City of Clarksburg Federal Credit Union
City of Clarksburg Federal Credit Union
City of Clarksburg Federal Credit Union Clarksburg WV 2014
16-0018-R2 Frasher, Roy
Former Employee of Mildred Mitchell Bateman Hospital FCU
Mildred Mitchell Bateman Hospital Federal Credit Union Huntington WV 2017
17-0014-R2 Gramlich, Kathleen
Former Employee of Ohio County Public Schools Federal Credit Union
Ohio County Public Schools Federal Credit Union Wheeling WV 2017
14-0231-R2 Berkeley County Public Schools Federal Credit Union
Berkeley County Public Schools Federal Credit Union
Berkeley County Public Schools Federal Credit Union Martinsburg WV 2015
11-0056-R2 Mullins, Pamela
Notice of Prohibition - Formaer Employee of N&W POCA Division Federal Credit Union, in Bluefield, West Virginia
Former Employee of N&W POCA Division Federal Credit Union Bluefield WV 2011
21-0140-ER Richardson, Dianne
Former Employee
Pioneer West Virginia Federal Credit Union Charleston WV 2021
19-0181-ER Hill, Kelly Jo
Former Institution-Affiliated Party of WV National Guard Federal Credit Union
WV National Guard Federal Credit Union Charleston WV 2019
05-0702-II Bolen, Vicky Black
Former Chief Executive Officer, Raleigh County FCU, Beckley, WV
Raleigh County FCU Becklye WV 2005
18-0097-R2 Fayette Federal Credit Union
Fayette Federal Credit Union
Fayette Federal Credit Union Mount Hope WV 2018
19-0334-WR Severson, Benjamin
Former employee
Marine Credit Union La Crosse WI 2019
17-0157-R1 Kovac, Tabitha
Former Employee of Park City Credit Union
Park City Credit Union Merrill WI 2017
05-0803-IV Marine Credit Union
Order of Assessment of Civil Money Penalty
N/A Fond Fu Lac WI 2005
05-0401-IV Rent, Helen R.
Former manager, Community Credit Union of Milwaukee, Milwaukee, WI;
Community Credit Union of Milwaukee Milwaukee WI 2005
13-0062-R4 Powers, Laura
Parker Community Credit Union in Janesville, Wisconsin
Parker Community Credit Union in Janesville Janesville WI 2013
01-0901-IV Swatloski, Jill Marie
Former branch manager of Valley Communities Credit Union in Mosinee, Wisconsin
Valley Communities Credit Union in Mosinee Mosinee WI 2001
14-0041-R1 CTK Credit Union
CTK Credit Union Milwaukee WI 2014
18-0017-R1 Germann, Linda C.
Former Employee of Altra Federal Credit Union
Altra Federal Credit Union Onalaska WI 2018
18-0009-R1 Tourtillott, Anthony N.
Former Employee of Focus Credit Union
Focus Credit Union Wauwatosa WI 2018
10-0016-R4 Koenig, Richard
Order of Prohibition - Former Employee of Prime Financial Credit Union in Cudahy, Wisconsin
Prime Financial Credit Union in Cudahy Cudahy WI 2010
16-0194-R1 M.E. Employees Credit Union
M.E. Employees Credit Union Wausau WI 2016
AO2017-0005-R1 Jesse, Mark
Former Employee of Menasha Employees Credit Union
Menasha Employees Credit Union Menasha WI 2017
15-0149-R1 Beyer, Melisa
Former Employee of Oshkosh Central Credit Union
Oshkosh Central Credit Union Oshkosh WI 2016
16-0002-R5 Griffiths, Leticia
Former Employee of Tri-Cities Community Federal Credit Union
Tri-Cities Community Federal Credit Union Kennewick WA 2016
18-0075-R5 Madtson, Jane L.
Former Employee of Grays Harbor Community Hospital Federal Credit Union
Grays Harbor Community Hospital Federal Credit Union Aberdeen WA 2018
18-0030-R5 Newrizons Federal Credit Union
Newrizons Federal Credit Union
Newrizons Federal Credit Union Hoquiam WA 2018
19-0178-WR Bagley, Ashley
Former Employee of Great Northwest Federal Credit Union
Great Northwest Federal Credit Union Aberdeen WA 2019
18-0109-R5 Williams, Latrese
Former Employee of Northwest Baptist Federal Credit Union
Northwest Baptist Federal Credit Union Seattle WA 2018
15-0049-R5 Sears Spokane Employees Federal Credit Union
Sears Spokane Employees Federal Credit Union
Sears Spokane Employees Federal Credit Union Spokane WA 2015
05-1201-V Mayshack, Tracy Lynn
Industrial Credit Union of Whatcom County, Bellingham, Washington
Industrial Credit Union of Whatcom County Bellingham WA 2005
18-00765-R5 Putman, Krista
Former Employee of Grays Harbor Community Hospital Federal Credit Union
Grays Harbor Community Hospital Federal Credit Union Aberdeen WA 2018
05-0701-V Ruiz, Daisy
Former Operations Manager of Harborstone Credit Union, Tacoma, WA;
Harborstone Credit Union Tacoma WA 2005
04-0502-V Gaston, Kissy Juliette
Former Loan Credit Analyst, Boeing Employees Credit Union, Tukwila, WA
Boeing Employees Credit Union Tukwila WA 2004
14-0034-R5 Thomas, Renee
Former Employee of Community Credit Union in Takoma, Washington
Community Credit Union Takoma WA 2014
08-0015-RV Massey, Anne M.
Former Teller at Simpson Community Credit Union, Shelton, Washington
Simpson Community Credit Union Shelton WA 2008
15-0128-R5 GH Woodworkers Federal Credit Union
GH Woodworkers Federal Credit Union
GH Woodworkers Federal Credit Union Aberdeen WA 2015
14-0116-R5 Strait View Credit Union
Strait View Credit Union Port Angeles WA 2014
17-0044-R5 Qualstar Credit Union
Qualstar Credit Union
Qualstar Credit Union Redmond WA 2017
17-0093-R5 Byrd, Barbara Jo
Former Employee of Progressions Credit Union
Progressions Credit Union Spokane WA 2017
12-0033-R5 Kelly, Edgar Hugh
Notice of Prohibition - Former Employee of? KBR Credit Union in Tacoma, Washington
KBR Credit Union in Tacoma Tacoma WA 2012
16-0007-R5 Teall, Randy Gard
Former Employee of Global Credit Union
Global Credit Union Spokane WA 2016
16-0222-R5 Newrizons Federal Credit Union
Newrizons Federal Credit Union Hoquiam WA 2016
14-0114-R5 Puget Sound Federal Credit Union
Puget Sound Federal Credit Union Seattle WA 2014
17-0153-r5 Olympia Credit Union, Olympia Credit Union
Olympia Credit Union
Olympia Credit Union Olympia WA 2017
15-0185-R5 Chambers, Tara
Former employee of Sears Spokane Employees Federal Credit Union
Sears Spokane Employees Federal Credit Union Spokane WA 2015
21-0113-WR Wilson, LaBrandi
Former Employee
Alaska Air Group Federal Credit Union SeaTac WA 2021
04-0601- V Visvydas, Denise M.
Former Loan Officer, School Employees of Washington Credit Union, Spokane, WA
School Employees of Washington Credit Union Spokane WA 2004
05-0810-V White River Credit Union
Order of Assessment of Civil Money Penalty
N/A Enumclaw WA 2005
01-0601-VI Burrill, Thomas W.
Former Manager of Transport Federal Credit Union Federal Way, WA
Transport Federal Credit Union Federal Way Federal Way WA 2001
07-0101-I Monette, Michael D.
Former collections supervisor of Vermont Federal Credit Union,
Vermont Federal Credit Union N/A VT 2007
11-0003-R1 Ellis, Gary K.
Notice of Prohibition - Former Employee of River Lalley Federal Credit Union in Brattleboro, Vermont
River Lalley Federal Credit Union in Brattleboro Brattleboro VT 2011
09-0041-R3 Vanterpool-Charles, Emily
St. Thomas Federal Credit Union, St. Thomas, US Virgin Islands
St. Thomas Federal Credit Union St. Thomas VI 2009
15-0076-R3 St. Thomas Federal Credit Union
St. Thomas Federal Credit Union
St. Thomas Federal Credit Union Charlotte Amalie VI 2015
09-0015-R3 Richardson, Hyacinth
Former manager of Mid Island Federal Credit Union, St. Croix, Virgin Island
Mid Island Federal Credit Union St. Croix VI 2009
16-0070-R2 Jennings, Donna
Former Employee of Winchester Community Federal Credit Union
Winchester Community Federal Credit Union Winchester VA 2016
15-0102-R2 Rawes, Claudia
Former Employee of Centra Health Credit Union Inc.
Centra Health Credit Union Inc. Lynchburg VA 2015
21-0137-ER Noyes, Catalina
Former Employee
Loudoun Credit Union Leesburg VA 2022
10-0050-R2 Blagburn, Keona
Order of Prohibition - Former Employee of NewPort News Neighborhood Federal Credit Union in Newport News, Virginia
NewPort News Neighborhood Federal Credit Union in Newport News Newport News VA 2010
20-0147-ER Hyler, Teresa
Former Employee
Beacon Credit Union Lynchburg VA 2020
09-0013-R2 Jones, Anthony C.
Former Vice-President of State Department Federal Credit Union, Alexandria, VA
State Department Federal Credit Union Alexandria VA 2009
99-0401-II Hudson, Jacquelyn Page
Person participating in the affairs of Virginia Hospital Employees Federal Credit Union, Richmond, Virginia
Virginia Hospital Employees Federal Credit Union Richmond VA 1999
15-0062-R2 Humphries, Teresa
Former Employee of Lynrocten Federal Credit Union
Lynrocten Federal Credit Union Lynchburg VA 2015
15-0105-R2 Newcomb, Linda Sue
Former Employee of Lynrocten Federal Credit Union
Lynrocten Federal Credit Union Lynchburg VA 2015
06-0803-II Shelton, Sarah Marie
Former accounting clerk with Peoples Advantage Federal Credit Union, Chester, Virginia
Peoples Advantage Federal Credit Union Chester VA 2006
10-0014-R2 Rohrer, Arden Marie
Notice of Prohibition - Former Employee of Henrico Federal Credit Union in Richmond, Virginia
Henrico Federal Credit Union in Richmond Richmond VA 2010
06-1202-II Allenson, James Raymond
Former ATM Technician Central Virginia FCU Lynchburg, Virginia;
Central Virginia FCU Lynchburg Lynchburg VA 2006
14-0173-R2 New Bethel Federal Credit Union
New Bethel Federal Credit Union
New Bethel Federal Credit Union Portsmouth VA 2014
17-0101-R2 Sheppard, James Nathan
Former Employee of Virginia State University Federal Credit Union
Virginia State University Federal Credit Union South Chesterfield VA 2017
16-0140-R2 Hughes, Gwendolyn
Former Employee of Norfolk Schools Federal Credit Union
Norfolk Schools Federal Credit Union Norfolk VA 2016
07-0401-II Briza-Davis, Renee
Former teller at Connects FCU, Richmond, Virginia
Connects FCU Richmond VA 2007
07-1201-II Holmes, Lisa L.
Former Supervisor at Baylands Federal Credit Union, West Point, VA
Baylands Federal Credit Union West Point VA 2008
17-0152-r2 A B and W Emp Credit Union Inc Credit Union, A B and W Emp Credit Union Inc Credit Union
A B and W Emp Credit Union Inc Credit Union
A B and W Emp Credit Union Inc Credit Union Alexandria VA 2017
00-0701-II Walker, Martha S.
Former Manager of Morton Frozen Foods Employees Federal Credit Union, Crozet, Virginia
Morton Frozen Foods Employees Federal Credit Union Crozet VA 2000
18-0060-R2 Halifax County Community Federal Credit Union
Halifax County Community Federal Credit Union
Halifax County Community Federal Credit Union South Boston VA 2018
14-0247-R2 New Bethel Federal Credit Union
New Bethel Federal Credit Union
New Bethel Federal Credit Union Portsmouth VA 2014
15-0075-R3 Rapides General Hospital Empl Federal Credit Union
Rapides General Hospital Empl Federal Credit Union
Rapides General Hospital Empl Federal Credit Union Alexandria VA 2015
16-0173-R5 Horizon Utah Federal Credit Union
Horizon Utah Federal Credit Union Farmington UT 2016
13-0069-R5 Guzman, Monica
Notice of Prohibition - Former employee of Mountain America Federal Credit Union in West Jordan, Utah
Mountain America Federal Credit Union in West Jordan West Jordan UT 2013
10-0021-R5 Cranney, Nathan Douglas
Order of Prohibition - Former Employee of Deseret First Federal Credit Union in Salt Lake City, Utah
Deseret First Federal Credit Union in Salt Lake City Salt Lake City UT 2010
14-0115-R5 Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union West Valley City UT 2014
05-0809-V NEBO Credit Union
Order of Assessment of Civil Money Penalty
N/A Spanish Fort UT 2005
13-0071-R5 Jenkins, Travis
Notice of Prohibition - Former employee of Mountain America Federal Credit Union in West Jordan, Utah
Mountain America Federal Credit Union in West Jordan West Jordan UT 2013
15-0178-R5 Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union
Bailey, Inc. Employees Credit Union West Valley City UT 2016
05-1202-V Coward, Barbara J.
An Institution-Affiliated Party and Person Participating in the Affairs of the Utah Copper Employees Credit Union, Copperton, UT;
Utah Copper Employees Credit Union Copperton UT 2006
19-0175-WR Firefighters Credit Union
Firefighters Credit Union
Firefighters Credit Union Salt Lake City UT 2019
16-0130-R5 Beckstrand and Associates Credit Union
N/A Salt Lake City UT 2016
01-0302-VI Tripp, Janet
Former Manager, Intermountain Credit Union, Salt Lake City, Utah
Intermountain Credit Union Salt Lake City UT 2001
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