Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1 - 100 of 1505 Results
Docket # Name and Relationship Institution City State Year
97-03-02-I Mangone, Richard D.
Former co-founder, chairman, officer and independent contractor of Barnstable Community Federal Credit Union ("BCFCU")
officer and independent contractor of Barnstable Community Federal Credit Union ("BCFCU") N/A N/A 1997
99-1201-VI Kay, William Bruce
Former President and CEO of CU Master Insurance Services Incorporated (CUSO), of Hughes Aircraft Employees Federal Credit Union, Manhattan Beach, California
of Hughes Aircraft Employees Federal Credit Union Manhattan Beach CA 1999
95-0101 V Dabney, James Winston
An Institution Affiliated Party and Person Participating in the Affairs of the Zia Credit Union
Zia Credit Union N/A N/A 1995
02-0101-II Bleigh, Ricki
Former treasurer of Zelienople JM Federal Credit Union, Zelienople, Pennsylvania
Zelienople JM Federal Credit Union Zelienople PA 2002
17-0036-R3 Zachary Community Federal Credit Union
Zachary Community Federal Credit Union
Zachary Community Federal Credit Union Zachary LA 2017
15-0171-R3 Zachary Community Federal Credit Union
Zachary Community Federal Credit Union
Zachary Community Federal Credit Union Zachary LA 2015
17-0053-R2 Holland, Linda A.
Former Employee of Your Choice Federal Credit Union
Your Choice Federal Credit Union Altoona PA 2017
17-0052-R2 Wombacher, Nicole
Former Employee of Your Choice Federal Credit Union
Your Choice Federal Credit Union Altoona PA 2017
02-0102-II Gladfelter, Donna Lee
Former manager of York Sylvania Employees Federal Credit Union in York, Pennsylvania
York Sylvania Employees Federal Credit Union in York York PA 2002
18-0058-R1 Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union Yonkers NY 2018
22-0122-ER Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union Yonkers NY 2022
15-0089-R2 Zunk-Wolf, Karen
Former Employee of YS Federal Credit Union
YS Federal Credit Union Yellow Springs OH 2015
19-0136-SR Xavier University Federal Credit Union
Xavier University Federal Credit Union
Xavier University Federal Credit Union New Orleans LA 2019
17-0155-R2 James, Marquis
Former Employee of XCEL Federal Credit Union
XCEL Federal Credit Union Bloomfield NJ 2017
04-0101-V Messer, Jim B.
Institution-Affiliated Party and Person Participating in the Affairs of Wyoming Employees Federal Credit Union, Cheyenne, WY
Wyoming Employees Federal Credit Union Cheyenne WY 2004
07-0803-I Hedke, Karl R.
Former Member Services / Loan Officer Wyandotte FCU, Wyandotte, Michigan
Wyandotte FCU Wyandotte MI 2007
13-0002-R4 Portillo, Theresa
Notice of Prohibition - Former Employee of Women's Southwest Federal Credit Union in Dallas, Texas
Women's Southwest Federal Credit Union in Dallas Dallas TX 2013
09-0047-R3 Hughes, Becky Joyce
Wiregrass Federal Credit Union, Dothan, Alabama
Wiregrass Federal Credit Union Dothan AL 2009
20-0107-ER Silva, Suzanne
Former Employee
Winthrop-University Hospital Employees Federal Credit Union Mineola NY 2020
06-0701-III Davis, Twyla M.
In the Matter of Former Manager Winston-Salem Police CU;
Winston-Salem Police CU N/A N/A 2006
22-0111-WR Romero, Susan Irene
Former Institution-Affiliated Party
Winslow Santa Fe Credit Union Winslow AZ 2022
12-0050-R5 Collins, Billie Jean
Notice of Prohibition - Windward Community Federal Credit Union in Kailua, Hawaii
Windward Community Federal Credit Union in Kailua Kailua HI 2012
14-0214-R5 Windward Community Federal Credit Union
Windward Community Federal Credit Union
Windward Community Federal Credit Union Kailua HI 2015
14-0153-R1 Winchester Federal Credit Union
Winchester Federal Credit Union
Winchester Federal Credit Union Winchester MA 2014
16-0070-R2 Jennings, Donna
Former Employee of Winchester Community Federal Credit Union
Winchester Community Federal Credit Union Winchester VA 2016
95-1101 IV Wenzel, Sr., Marvin
An Institution Affiliated Party and Person Participating in the Affairs of the Willow Run Federal Credit Union
Willow Run Federal Credit Union N/A N/A 1995
14-0063-R3 Willis Knighton Federal Credit Union
Willis Knighton Federal Credit Union Shreveport LA 2014
21-0111-WR Elkins, Audrey
Former Manager
William Newton Memorial Hospital Credit Union Winfield KS 2021
14-0121-R2 Plisko, Amanda
Former Employee of Wilkes-Barre City Employees Federal Credit Union
Wilkes-Barre City Employees Federal Credit Union Wilkes Barre PA 2014
18-0091-R2 Peters, Deborah N.
Former Institution-Affiliated Party of Wilkes-Barre City Employees Federal Credit Union
Wilkes-Barre City Employees Federal Credit Union Wilkes-Barre PA 2019
13-0036-R4 Escandon, Gabriel
Notice of Prohibition - Former Vice President of Operations for White Sands Federal Credit Union in Las Cruces, New Mexico and former CEO of Tip of Texas Federal Credit Union in El Paso, Texas
White Sands Federal Credit Union in Las Cruces Las Cruces NM 2013
97-0702-V Parman, Stephanie L.
Institution-affiliated party of White Sands Federal Credit Union White Sands, New Mexico.
White Sands Federal Credit Union White Sands White Sands NM 1997
97-0701-V Carlsen, Ronald W. "Chip"
Institution-affiliated party of White Sands Federal Credit Union White Sands, New Mexico
White Sands Federal Credit Union White Sands White Sands NM 1997
21-0119-WR Arceo, Ricardo
Former Institution-Affiliated Party
White Sands Federal Credit Union Las Cruces NM 2021
14-0057-R2 White Rock Federal Credit Union
White Rock Federal Credit Union Philadelphia PA 2014
14-0035-R1 White Plains PO Employees Federal Credit Union
White Plains PO Employees Federal Credit Union White Plains NY 2014
18-0021-R1 White Plains P O Employees Federal Credit Union
White Plains P O Employees Federal Credit Union
White Plains P O Employees Federal Credit Union White Plains NY 2018
14-0181-R3 White Gold FISCU
White Gold FISCU
White Gold FISCU Radeland LA 2014
18-0103-R3 White Gold Credit Union
White Gold Credit Union
White Gold Credit Union Raceland LA 2018
19-0143-ER White Gold Credit Union
White Gold Credit Union
White Gold Credit Union Raceland LA 2019
17-0081-R3 White Gold Credit Union
White Gold Credit Union
White Gold Credit Union Raceland LA 2017
17-0107-r3 White County Federal Credit Union, White County Federal Credit Union
White County Federal Credit Union
White County Federal Credit Union Searcy AR 2017
11-0057-R2 Ansari, Rizwaan Mohammed
Notice of Prohibition - Former Employee of Wheatland Federal Credit Union, Lancaster, Pennsylvania
Wheatland Federal Credit Union Lancaster PA 2011
14-0186-R3 Weyco Community FISCU
Weyco Community FISCU
Weyco Community FISCU Plymouth NC 2014
17-0034-R3 Weyco Community Credit Union
Weyco Community Credit Union
Weyco Community Credit Union Plymouth NC 2017
05-1203-V Davis, Latisha
Former Teller, Weststar Credit Union, Las Vegas, NV;
Weststar Credit Union Las Vegas NV 2006
21-0133-ER Nowicki, Suzanne
Former Employee
Westport Federal Credit Union Westport MA 2021
16-0146-R1 Westport Federal Credit Union
Westport Federal Credit Union Westport MA 2016
17-0013-R5 Mecham, Virginia
Former Employee of Westmark Credit Union
Westmark Credit Union Idaho Falls ID 2017
13-0082-R5 Gonzales, Yolanda
Former Employee of Westerra Credit Union in Denver, Colorado
Westerra Credit Union Denver CO 2014
15-0150-R4 Westerra Credit Union
Westerra Credit Union
Westerra Credit Union Denver CO 2015
11-0001-R3 Hammer, Kathleen
Notice of Prohibition - Former Employee of Western Region Federal Credit Union in Cleveland, Ohio
Western Region Federal Credit Union in Cleveland Cleveland OH 2011
19-0132-WR Zanassi, Jennifer
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
19-0132-WR Mosher, Melissa
Former Institution-Affiliated Party
Western Heritage Federal Credit Union Alliance NE 2020
22-0109-WR Mohabir, Indira
Former Institution-Affiliated Party
Western Federal Credit Union Torrance CA 2022
12-0045-CO Siravo, Robert A
Stipulation and Consent to Issuance of an Order of Prohibition - Western Corporate Federal Credit Union in San Dimas, California
Western Corporate Federal Credit Union in San Dimas San Dimas CA 2012
12-0028-CO Swedberg, Thomas E.
Cease and Desist Order - Former employee of Western Corporate Federal Credit Union in San Dimas, California
Western Corporate Federal Credit Union in San Dimas San Dimas CA 2012
12-0026-CO Burrell, Robert J
Cease and Desist Order - Former institution-affiliated party of Western Corporate Federal Credit Union (WesCorp) in San Dimas, California
Western Corporate Federal Credit Union (WesCorp) in San Dimas San Dimas CA 2012
12-0003-CO Sidley, Timothy T.
Order of Prohibition - Former Employee of Western Corporate Federal Credit Union
Western Corporate Federal Credit Union N/A N/A 2012
06-0801-II Couch, Catherine Lee
An Institution-Affiliated Party and Person Participating in the Affairs of the West-AirComm Federal Credit Union Beaver, Pennsylvania;
West-AirComm Federal Credit Union Beaver Beaver PA 2006
20-0131-ER McComas, Frances
Former Employee
West Virginia Federal Credit Union South Charleston WV 2020
01-0301-VI Henderson, Teresa
Former Employee, West Side Federal Credit Union, Las Vegas, Nevada
West Side Federal Credit Union Las Vegas NV 2001
18-0105-R4 West Side Baptist Church Federal Credit Union
West Side Baptist Church Federal Credit Union
West Side Baptist Church Federal Credit Union Saint Louis MO 2018
98-0501-IV Knox, Chester L.
Former Manager of West Michigan State Employees Credit Union
West Michigan State Employees Credit Union N/A N/A 1998
14-0098-R4 Wesley Medical Credit Union
Wesley Medical Credit Union Wichita KS 2014
13-0072-R4 Castillo, Armelinda
(Former employee of) WesTex Federal Credit Union
WesTex Federal Credit Union Lubbock TX 2013
21-0132-SR Harrell, Jr., Johnnie Earl
Former Employee
Welcome Federal Credit Union Morrisville NC 2021
99-0402-I Fountain, Joyce M.
An Institution-Affiliated Party and Person Participating in the Affairs of Wegmans Federal Credit Union, Rochester, New York
Wegmans Federal Credit Union Rochester NY 1999
15-0129-R5 Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union Watsonville CA 2015
15-0129-R5 Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union
Watsonville Hospital Federal Credit Union Watsonville CA 2015
98-0601-I Waterside Federal Credit Union
Cease-and-Desist Order of Waterside Federal Credit Union Respondent
Waterside Federal Credit Union Respondent N/A N/A 1998
00-0701-I Gully, Katharina Wagner
An Institution-Affiliated Party Waterside Federal Credit Union, Forest Hills, New York
Waterside Federal Credit Union Forest Hills NY 2002
17-0075-R2 Washington Typographic Federal Credit Union
Washington Typographic Federal Credit Union
Washington Typographic Federal Credit Union Washington DC DC 2017
15-0033-R3 Washington Educational Association Federal Credit Union
Washington Educational Association Federal Credit Union
Washington Educational Association Federal Credit Union Franklinton LA 2015
15-0033-R3 Washington Educational Assoc Federal Credit Union
Washington Educational Assoc Federal Credit Union
Washington Educational Assoc Federal Credit Union Franklinton LA 2015
96-1201-I Lavin, Paul B.
Former President of Warwick Credit Union
Warwick Credit Union N/A N/A 1996
14-0158-R1 Warden Captree Federal Credit Union
Warden Captree Federal Credit Union
Warden Captree Federal Credit Union Brooklyn NY 2014
18-0025-R2 Ward Federal Credit Union
Ward Federal Credit Union
Ward Federal Credit Union Philadelphia PA 2018
16-0197-R1 Wakefield Town Employees Federal Credit Union
Wakefield Town Employees Federal Credit Union Wakefield MA 2016
19-0181-ER Hill, Kelly Jo
Former Institution-Affiliated Party of WV National Guard Federal Credit Union
WV National Guard Federal Credit Union Charleston WV 2019
15-0019-R2 WT Community Federal Credit Union
WT Community Federal Credit Union
WT Community Federal Credit Union Cincinnati OH 2015
96-1101-II Robinson, Pauline
Former Manager of WK Federal Credit Union
WK Federal Credit Union N/A N/A 1996
08-0018-R1 Williamson, Josette L.
WIT Federal Credit Union, Rochester, NY
WIT Federal Credit Union Rochester NY 2008
15-0011-R1 WIT Federal Credit Union
WIT Federal Credit Union
WIT Federal Credit Union Rochester NY 2015
16-0085-R3 Richardson, Erica
Former Employee of WE Florida Financial Credit Union
WE Florida Financial Credit Union Margate FL 2016
15-0088-R3 Zes, Lindsey
Former Employee of VyStar Credit Union
VyStart Credit Union Jacksonville FL 2015
13-0044-R3 Williams, Betty Lou
Notice of Prohibition - Former Employee of VyStar Credit Union in Jacksonville, Florida
VyStar Credit Union in Jacksonville Jacksonville FL 2013
13-0043-R3 Davis, Kaleigh
Notice of Prohibition - Former Employee of VyStar Credit Union in Jacksonville, Florida
VyStar Credit Union in Jacksonville Jacksonville FL 2013
13-0054-R3 Jackson, Tania
Notice of Prohibition - Former employee of VyStar Credit Union in Jacksonville, Florida
VyStar Credit Union in Jacksonville Jacksonville FL 2013
14-0005-R5 Secoda, Nancy Ann
Former Employee of Vons Employees Federal Credit Union in El Monte, California
Vons Employees Federal Credit Union El Monte CA 2014
01-1101-VI Streit, Sharon Ann
Former manager Vista Federal Credit Union, Orlando, Florida
Vista Federal Credit Union Orlando FL 2001
17-0101-R2 Sheppard, James Nathan
Former Employee of Virginia State University Federal Credit Union
Virginia State University Federal Credit Union South Chesterfield VA 2017
99-0401-II Hudson, Jacquelyn Page
Person participating in the affairs of Virginia Hospital Employees Federal Credit Union, Richmond, Virginia
Virginia Hospital Employees Federal Credit Union Richmond VA 1999
02-0201-II Godlock, Carol V.
Former Institution-Affiliated Party of Veteranӳ Administration Hospital Philadelphia Federal Credit Union, Philadelphia, Pennsylvania
Veteranӳ Administration Hospital Philadelphia Federal Credit Union Philadelphia PA 2002
17-0008-R1 Afutiti, Fuataina
Former Employee of Veterans Health Administration Credit Union
Veterans Health Administration Credit Union Detroit MI 2017
05-0403-V Barrocas, Isaac
Former CEO of Vernon Commerce Credit Union, Commerce, CA
Vernon Commerce Credit Union Commerce CA 2005
07-0101-I Monette, Michael D.
Former collections supervisor of Vermont Federal Credit Union,
Vermont Federal Credit Union N/A VT 2007
14-0148-R4 Velma Federal Credit Union
Velma Federal Credit Union
Velma Federal Credit Union Velma OK 2014
17-0091-R2 Burton, Robert M.
Former Employee of Vantage Trust Credit Union
Vantage Trust Credit Union Wilkes Barre PA 2017
16-0019-R2 Jelen, Sean
Former Employee of Valor Federal Credit Union
Valor Federal Credit Union Scranton PA 2016
1
2
3
...
15
16

The NCUA is committed to providing an excellent user experience to all individuals, including persons with disabilities. If you require an accommodation to access information on or to use this website, contact Section508@NCUA.gov to request one. Please visit the NCUA's Accessibility Statement for additional information.