Audit Reports

OIG Audit Reports
Number Subject Date
OIG-21-06 Audit of the NCUA's Governance of Information Technology Initiatives 9/28/2021
OIG-21-02/03/04/05 FY 2020 Financial Statement Audits (SIF, OF, CLF, CDRLF) 2/16/2021
OIG-21-01 Audit of the NCUA's Consumer Complaint Program 2/9/2021
OIG-20-09 FY 2020 Independent Audit of the NCUA's Compliance with FISMA 2014 11/16/2020
OIG-20-08 Audit of the NCUA's Schedule of Other Assets and Contributed Capital as of September 30, 2020 11/13/2020
OIG-20-07 Audit of the NCUA's Examination And Oversight Authority over Credit Union Service Organizations and Vendors 9/1/2020
OIG-20-06 Audit of AMAC's Internal Controls over Personally Identifiable Information in Liquidated Credit Union Records 6/23/2020
OIG-20-02/03/04/05 FY 2019 Financial Statement Audits (SIF, OF, CLF, CDRLF) 2/14/2020
OIG-20-01 Material Loss Review of C B S Employees Federal Credit Union 2/11/2020
OIG-19-11 Audit of the NCUA's Joint Exam Process with State Supervisory Authorities 12/18/2019
OIG-19-10 FY 2019 Independent Audit of the NCUA's Compliance with FISMA 2014 12/12/2019
OIG-19-09 Audit of the NCUA's Schedule of Other Assets and Contributed Capital as of September 30, 2019 11/15/2019
OIG-19-08 Audit of the NCUA's Compliance under the Digital Accountability and Transparency Act of 2014 (DATA Act) 11/8/2019
OIG-19-07 Audit of the NCUA Office of National Examinations and Supervision Oversight of Credit Union Cybersecurity Programs 7/31/2019
OIG-19-06 Material Loss Review of Melrose Credit Union, LOMTO Federal Credit Union, and Bay Ridge Federal Credit Union 3/29/2019
OIG-19-05 Audit of the NCUA’s Information Technology Equipment Inventory 3/28/2019
OIG-19-01/02/03/04 FY 2018 Financial Statements 2/15/2019
OIG-18-08 Audit of the NCUA’s Closing Package Schedule of Other Assets and Contributed Capital as of September 30, 2018 11/16/2018
OIG-18-07 FY 2018 Independent Evaluation of the NCUA's Compliance with FISMA 2014 10/31/2018
OIG-18-06 FY 2017 Risk Assessments of the NCUA’s Charge Card Programs 3/16/2018
OIG-18-05 Audit of the NCUA’s Comprehensive Records Management Process 3/14/2018
OIG-18-01/02/03/04 FY 2017 Financial Statements 2/15/2018
OIG-17-13 Fiscal Year 2016 Risk Assessments of the NCUA’s Charge Card Programs 12/21/2017
OIG-17-12 FY 2017 Financial Statement Audit (TCCUSF) 11/15/2017
OIG-17-11 Audit of the NCUA Closing Package Schedule of Other Assets and Contributed Capital as of Sept. 30, 2017 11/15/2017
OIG-17-10 FY 2017 Independent Evaluation of the NCUA’s Compliance with FISMA 2014 11/8/2017
OIG-17-09 Audit of the NCUA’s Compliance Under the Digital Accountability and Transparency Act of 2014 (DATA Act) 11/7/2017
OIG-17-08 Audit of the NCUA Information Technology Examination Program’s Oversight of Credit Union Cybersecurity Programs 9/28/2017
OIG-17-07 Audit of NCUA's Procurement Program 6/28/2017
OIG-17-06 FY 2016 Financial Statement Audits (TCCUSF) 2/28/2017
OIG-17-05 Material Loss Review of Chester Upland School Employees, O P S EMP, Electrical Inspectors, Triangle Interests % Service Center, Cardozo Lodge, and Servco Federal Credit Unions 2/23/2017
OIG-17-01/02/03/04 FY 2016 Financial Statement Audits 2/15/2017
OIG-16-10 Audit of NCUA’s Closing Package Schedule of Other Assets and Contributed Capital as of Sept. 30, 2016 11/22/2016
OIG-16-09 Review of NCUA’s Digital Accountability and Transparency Act of 2014 (DATA Act) Readiness 11/16/2016
OIG-16-08 FY 2016 Independent Evaluation of NCUA’s Compliance with FISMA 2014 11/10/2016
OIG-16-07 FY 2015 Review of NCUA’s Purchase and Travel Card Programs 6/29/2016
OIG-16-06 Financial Statement Audit (TCCUSF) 2/29/2016
OIG-16-02/03/04/05 FY2015 Financial Statement Audits (SIF, OF, CLF, CDRLF) 2/12/2016
OIG-16-01 Audit of NCUA’s Restitution Orders Process at the Asset Management and Assistance Center 2/9/2016
OIG-15-11 Review of NCUA's Interest Rate Risk Program 11/13/2015
OIG-15-10 Independent Evaluation of NCUA’s Compliance with FISMA 2015 11/13/2015
OIG-15-09 Audit of NCUA’s Measures to Protect Electronic Credit Union Member Information During the Examination Process 6/8/2015
OIG-15-08 Coordination of Responsibilities Among the Consumer Financial Protection Bureau and the Prudential Regulators – A Limited Scope Review 6/1/2015
OIG-15-07 Review of National Credit Union Administration's Purchase and Travel Card Programs 3/31/2015
OIG-15-06 Financial Statement Audit (TCCUSF) 3/16/2015
OIG-15-02/03/04/05 FY2014 Financial Statement Audits (CLF, CDRLF, OF, SIF) 2/17/2015
OIG-15-01 Audit of the National Credit Union Administration’s Mobile Device Security Controls 1/28/2015
OIG-14-09 Review of NCUA’s Effort to Promote Equal Opportunity and Achieve Diversity in Senior Management 11/26/2014
OIG-14-08 Independent Evaluation of NCUA's Compliance with FISMA 2014 11/13/2014
OIG-14-07 Lessons Learned – Successful Outcomes with Credit Unions Exhibiting Supervisory Concerns 4/3/2014
OIG-14-06 Material Loss Review of Taupa Lithuanian Credit Union 03/26/2014
OIG-14-05 Financial Statement Audit (TCCUSF) 03/17/2014
OIG-14-01/02/03/04  FY2013 Financial Statement Audits (CDRLF, CLF, OF, SIF) 02/18/2014
OIG-13-13 Material Loss Review of G.I.C. Federal Credit Union 12/2/2013
OIG-13-12 Independent Evaluation of NCUA’s Compliance with FISMA 2013 11/22/2013
OIG-13-11 Review of NCUA’s Process for Documenting Share Insurance Fund Losses and Credit Union Failures 10/29/2013
OIG-13-10 Material Loss Review of Chetco Federal Credit Union 10/1/2013
OIG-13-09 Material Loss Review of El Paso's Federal Credit Union 08/26/2013
OIG-13-08 Security of the NCUA Data Center 08/12/2013
OIG-13-07 NCUA's Conference Related Activities and Expenses 05/29/2013
OIG-13-06 Financial Statement Audit (TCCUSF) 03/27/2013
OIG-13-05 Material Loss Review of Telesis Community Credit Union 03/15/2013
OIG-13-01/02/03/04 FY2012 Financial Statement Audits (OF, SIF, CLF, CDRLF) 2/15/2013
OIG-12-14 Material Loss Review of Eastern New York Federal Credit Union 11/19/2012
OIG-12-13 Independent Evaluation of the NCUA's Compliance with FISMA 2012 11/15/2012
OIG-12-12 NCUA’s Use of the Delphi Financial Management System Versus the SAP R/3 Enterprise Resource Planning System 10/11/2012
OIG-12-11 Material Loss Review of O.U.R. Federal Credit Union 10/2/2012
OIG-12-10 Review of NCUA's Examination and Complaint Processes for Small Credit Unions 08/31/2012
OIG-12-09 Review of NCUA's Policies, Procedures and Practices Regarding Financial Stability Oversight Council Information 06/27/2012
OIG-12-08 Review of NCUA's Red Flag Reports 06/25/2012
OIG-12-07 Temporary Corporate Credit Union Stabilization Fund 06/22/2012
OIG-12-06 Audit of NCUA’s Asset Management Assistance Center 03/19/2012
OIG-12-05 Material Loss Review of Vensure Federal Credit Union 02/29/2012
OIG-12-01,02,03,04 FY2011 Financial Statement Audits (OF, CLF, CDRLF, SIF) 2/16/2012
OIG-11-13 Temporary Corporate Credit Union Stabilization Fund 12/27/2011
OIG-11-12 Independent Evaluation of the NCUA's Compliance with FISMA 11/10/2011
OIG-11-11 Review of NCUA's Document of Resolution Follow-up Process 9/29/2011
OIG-11-10 Material Loss Review of Southwest Corporate Federal Credit Union 9/22/2011
OIG-11-09 Material Loss Review of Constitution Corporate Federal Credit Union 9/1/2011
OIG-11-08 Material Loss Review of Certified Federal Credit Union 9/1/2011
OIG-11-07 Material Loss Review of Beehive Credit Union 7/7/2011
OIG-11-06 Review of Facility Security at NCUA's Central Office 6/23/2011
OIG-11-02/03/04/05 FY2010 Financial Statement Audits (OF, CLF, CDRLF, SIF) 5/12/2011
OIG-11-01 Material Loss Review of Members United Corporate Federal Credit Union 5/4/2011
OIG-10-20 OIG Capping Report on Material Loss Reviews 11/23/2010
OIG-10-19 Material Loss Review of Western Corporate Federal Credit Union 11/16/2010
OIG-10-18 Independent Evaluation of the NCUA's Compliance with FISMA 2010 11/15/2010
OIG-10-17 Material Loss Review of U.S. Central Federal Credit Union 10/18/2010
OIG-10-16 Material Loss Review of St. Paul Croatian Federal Credit Union 10/07/2010
OIG-10-15 Material Loss Review of Ensign Federal Credit Union 09/23/2010
OIG-10-14 Material Loss Review of Clearstar Financial Credit Union 09/22/2010
OIG-10-13 Temporary Corporate Credit Union Stabilization Fund (2009 07/22/2010
OIG-10-12 Community Development Revolving Loan Fund (2009) 06/11/2010
OIG-10-11 Central Liquidity Facility (2009) 06/11/2010
OIG-10-10  National Credit Union Share Insurance Fund (2009) 06/11/2010
OIG-10-09 NCUA Operating Fund (2009) 06/11/2010
OIG-10-08 Community Development Revolving Loan Fund (2008) 06/11/2010
OIG-10-07  Central Liquidity Facility (2008) 06/11/2010
OIG-10-06  National Credit Union Share Insurance Fund (2008) 06/11/2010
OIG-10-05  NCUA Operating Fund (2008) 06/11/2010
OIG-10-04 Material Loss Review of Eastern Financial Florida Credit Union 05/05/2010
OIG-10-03 Material Loss Review of Cal State 9 Credit Union 04/14/2010
OIG-10-02 Material Loss Review of Center Valley Federal Credit Union 04/14/2010
OIG-10-01 Material Loss Review of High Desert Federal Credit Union 03/17/2010
OIG-09-03 Material Loss Review of New London Security Federal Credit Union 10/23/2009
OIG-09-02 Independent Evaluation of the NCUA’s Compliance with FISMA 2009 10/16/2009
OIG-09-01 Material Loss Review of Norlarco Credit Union 05/11/2009
OIG-08-10 Material Loss Review of Huron River Area Credit Union 11/26/2008
OIG-08-09 Home Mortgage Disclosure Act (HMDA) Data Analysis Review 11/7/2008
OIG-08-08 Independent Evaluation of the NCUA Information Security Program 2008 9/24/2008
OIG-08-07 OIG Report to OMB on the NCUA's Compliance with FISMA 2008 9/24/2008
OIG-08-06 Review of the Implementation of Homeland Security Directive 12 06/04/2008
OIG-08-05 Low Income Credit Union Grant and Loan Review 03/21/2008
OIG-08-01/02/03/04 2007 Financial Statement Audits 02/08/2008
OIG-07-11 Follow-up Review of NCUA Encryption 11/15/2007
OIG-07-10 Review of NCUA's Official Personnel Folders 10/2/2007
OIG-07-09 Independent Evaluation of the NCUA Information Security Program 9/28/2007
OIG-07-08 OIG Report to OMB on the NCUA’s Compliance with FISMA 2007 09/12/2007
OIG-07-07 Real Estate Lending Survey 09/05/2007
OIG-07-06  NCUA’s Risk Focused Examination Tracking Identified Documents of Resolution (DOR) Survey Report 07/10/2007
OIG-07-02/03/04/05 2006 Financial Statement Audit 03/12/2007
OIG-07-01 Review of NCUA's Compliance with OMB M-06-16 Protection of Sensitive Agency Information 02/07/2007
OIG-06-09 Office of Foreign Asset Control Compliance Review 12/18/2006
OIG-06-08 NCUA's Risk-Focused Examination Process 10/17/2006
OIG-06-07 Review of NCUA's Oversight of Indirect Lending programs for Federal Credit Unions 09/27/2006
OIG-06-06 OIG Report to OMB on the NCUA's Compliance with FISMA 2006 09/30/2006
OIG-06-05 Independent Evaluation of the NCUA Information Security Program 09/30/2006
OIG-06-01/02/03/04 2005 Financial Statement Audits 03/31/2006
OIG-05-11 Audit Memorandum: Employee Federal Tax Withholdings 11/22/2005
OIG-0510 Audit Survey of Share Insurance Fund Losses 10/26/2005
OIG-05-09 Audit Memorandum: Employee State Tax Withholdings 09/30/2005
OIG-05-08 OIG Report to OMB on NCUA Compliance with FISMA 2005 09/30/2005
OIG-05-06 NCUA's Process for Reviewing Federally Insured State Chartered Credit Unions 06/08/2005
OIG-05-02/03/04/05 2004 Financial Statement Audits 03/31/2005
OIG-05-01 Audit Memorandum: Analysis of Region V 5300 Call Report Referral 01/10/2005
OIG-04-07 Review of the King Street Parking Garage 12/8/2004
OIG-04-06 OIG Report to OMB on NCUA Compliance with FISMA 2003 09/30/2004
OIG-04-01/02/03/04 2003 Financial Statement Audits 03/31/2004
OIG-03-08 Review of the NCUA's Member Complaint Process 9/25/2003
OIG-03-07 OIG Report to OMB on NCUA Compliance with FISMA 2003 09/12/2003
OIG-03-02/03/04/05 2002 Financial Statement Audits 03/31/2003
OIG-03-01 Region II Member Complaint Process Review 03/31/2003
OIG-02-12 OIG Report to OMB on NCUA Compliance with GISRA 2002 9/16/2002
OIG-02-11 Independent Evaluation of NCUA's Information Security Program Required by GISRA 2002 09/30/2002
OIG-02-10 Travel Card Review 9/16/2002
OIG-02-09 Purchase Card Review 08/14/2002
OIG-02-08 Results Act: Goal I 07/12/2002
OIG-02-04/05/06/07 2001 Financial Statement Audit 3/31/2002
OIG-02-03 Evaluation of Project Risks Associated with Upgrade to Comprehensive Human Resources Integrated System (CHRIS) 3/7/2002
OIG-01-09 OIG Evaluation GISRA 2001 9/7/2001
OIG-01-08 Results Act: Call Report Performance Measures 7/5/2001
OIG-01-07 Notebook Procurement and Windows 2000 Migration 7/10/2001
OIG-01-06 NCUA Website Privacy and "Cookies" Review 5/31/2001
OIG-01-02/03/04/05 2000 Financial Statement Audits 3/31/2001
OIG-01-01 SAP Security and Control Review 3/15/2001
OIG-00-06 NCUA Review of Notebook Inventory 07/26/2000
OIG-00-01/02/03/04 1999 Financial Statement Audits 03/31/2000
OIG-99-10 Year 2000 Readiness Status of Credit Union Vendors 12/07/1999
OIG-99-09 Year 2000 Review of Credit Union Liquidity Plans 12/09/1999
OIG-998 Year 2000 Progress of High Risk Credit Unions 10/27/1999
OIG-997 Year 2000 Credit Union Progress in Meeting Renovation Milestone 06/15/1999
993/994/995/996 1998 Financial Statement Audits 03/31/1999
OIG-993 Year 2000 NCUA Internal Systems Review 05/19/1999
992 Year 2000 Waiver Process Review 03/31/1999
991 Merit Promotion Audit Report 02/09/1999

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Last modified on
10/01/21