Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 13 - 24 of 61 Results
Docket # Name and Relationship Institution City State Year
19-0116-ER CENCAP Federal Credit Union
CENCAP Federal Credit Union
CENCAP Federal Credit Union Hartford CT 2019
19-0150-WR Camp, Joey
Former employee
Peoria Fire Fighters Credit Union Peoria IL 2019
19-0129-SR Fortney, Richard
Former Institution-Affiliated Party of Mid East Tennessee Community Credit Union
Mid East Tennessee Community Credit Union Decatur TN 2019
19-0184-SR Suarez, Brandon Corey
Former Employee of Space Coast Credit Union
Space Coast Credit Union Melbourne FL 2019
19-0148-ER Hughes, Ginny
Former Institution-Affiliated Party
Changing Seasons Federal Credit Union Hampden ME 2019
19-0163-SR Martinez, Jamelah
Former Employee of Suncoast Credit Union
Suncoast Credit Union Tampa FL 2019
18-0091-R2 Peters, Deborah N.
Former Institution-Affiliated Party of Wilkes-Barre City Employees Federal Credit Union
Wilkes-Barre City Employees Federal Credit Union Wilkes-Barre PA 2019
19-0127-ER Davis, Jihan Michelle
Former Institution-Affiliated Party of Lexington Avenue Federal Credit Union
Lexington Avenue Federal Credit Union Rochester NY 2019
19-0152-SR Smith, Shannon
Former employee
Appalachian Community Federal Credit Union Gray TN 2019
19-0181-ER Hill, Kelly Jo
Former Institution-Affiliated Party of WV National Guard Federal Credit Union
WV National Guard Federal Credit Union Charleston WV 2019
19-0187-ER Defense Logistics Federal Credit Union
Defense Logistics Federal Credit Union
Defense Logistics Federal Credit Union Dover NJ 2019
19-0173-SR Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union Shreveport LA 2019

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