Corporate Credit Union Guidance Letters

The NCUA's Office of National Examinations and Supervision issues guidance letters to inform corporate credit unions about specific NCUA policies and procedures, compliance, governance, and other timely issues. 

Showing 1 - 32 of 32 Results
Title Subject Year Status
Employee Benefit Plans Employee Benefit Plans 2016 Active
Implementing Section 704.21 – Enterprise Risk Management Risk Management 2013 Active
Final Rule - Alternatives to the Use of Credit Ratings Risk Management 2013 Active
Compliance Update for Section 314(a) of the USA Patriot Act of 2001 BSA/AML 2012 Active
Compliance with Section 314(a) of the USA PATRIOT Act of 2001 BSA/AML 2011 Inactive
Annual Reporting Requirements and Internal Controls Assessments Required Under Section 704.15(a) of the National Credit Union Administration Rules and Regulations Auditing 2011 Active
Large Consolidation Issues Mergers 2011 Active
Corporate Credit Union CUSO Activities CUSOs 2011 Active
Guidelines for Complying with Part 704 Rules Changes Capital Requirements 2010 Active
Confidentiality and Protection of Sensitive Data Cybersecurity 2010 Active
Corporate Credit Union Stabilization Program Corporate Resolution Program 2009 Inactive
Additional Information Regarding the Temporary Corporate Credit Union Liquidity Guarantee Program Corporate Resolution Program 2008 Active
Accounting for Future-Dated Automated Clearing House (ACH) Transactions Accounting 2007 Inactive
Payout of Retained Earnings in Conjunction with Corporate Credit union Mergers. Operations 2007 Active
This is to clarify some confusion with language in Corporate Credit Union Guidance Letter 2005-02 Governance Policies Governance 2005 Active
Governance Policies Governance 2005 Active
BSA compliance when "unbatching" previously batched transactions during processing or settlement services. BSA/AML 2005 Active
Business Continuity Planning and Business Critical Processes Business Continuity 2004 Active
Business Continuity Guidance Letter Business Continuity 2004 Active
Critical Information System Risk Areas Cybersecurity 2004 Active
BSA compliance Guidance BSA/AML 2004 Active
State Corp Benefit Plans Employee Benefit Plans 2004 Active
Interest Rate Sensitivity Analysis in Low Rate Environments Interest Rate Risk 2003 Active
Investing To Fund Employee Benefit Plans Employee Benefit Plans 2003 Active
Modeling Non-maturing Shares and Deposits Risk Management 2003 Active
IT Guidance Cybersecurity 2003 Active
Internet Based Application Controls Cybersecurity 2001 Active
Interest Rate Sensitivity Analysis in Low Rate Environments Interest Rate Risk 2001 Inactive
Information Systems - Network Security Guidelines Cybersecurity 2001 Active
Third-Party Risk Risk Management 2000 Active
Accounting for Future-Dated Automated Clearing House(ACH) Transactions Accounting 2000 Inactive
Part 723 of the NCUA Rules and Regulations (Member Business Loans) Member Business Lending 1999 Active