Administrative Order: In the Matter of Susanna Guajardo

20-0103-SR
Administrative Order: In the Matter of Susanna Guajardo
First Name
Susanna
Last Name
Guajardo
Relationship
Former Employee
Institution
Space City Credit Union
City
Houston
State
Texas
Year
2020
Docket Number
20-0103-SR

NOTICE OF PROHIBITION

WHEREAS on or about December 11, 2019, Susanna Guajardo (“Guajardo”) was sentenced on the charges of Embezzlement, 18 U.S.C. § 657, and Aiding and Abetting, 18 U.S.C. § 2, charges to which she previously pleaded guilty, in the U.S. District Court for the Southern District of Texas, in connection with her employment at Space City Credit Union;

WHEREAS a violation of 18 U.S.C. § 657 is a criminal offense involving dishonesty and breach of trust;

NOW, THEREFORE, YOU ARE HEREBY NOTIFIED THAT:

  1. Pursuant to 12 U.S.C. § 1785(d)(1)(A) and 12 U.S.C.  § 1829(a)(1)(A), Guajardo is prohibited from becoming an “institution affiliated party” of any insured depository institution, as defined in 12 U.S.C. § 1786(r); otherwise participating, directly or indirectly, in the conduct of the affairs of any insured depository institution; and owning or controlling, directly or indirectly, any insured depository institution;
  2. Pursuant to 12 U.S.C. § 1785(d)(1)(B) and 12 U.S.C. § 1829(a)(1)(B), no insured depository institution may permit Guajardo to engage in any conduct or continue in any relationship prohibited in paragraph 1 above;
  3. Pursuant to 12 U.S.C. § 1785(d)(3) and 12 U.S.C. § 1829(b), whoever knowingly violates paragraph 1 or 2 above is subject to a fine of not more than $1 million for each day such prohibition is violated, or imprisonment for not more than five (5) years, or both;
  4. The “Judgment In A Criminal Case” document, Case No. 4:18CR00669-002, is made a part hereof and is incorporated herein by reference; and

ISSUED this 8th day of January, 2020.

NATIONAL CREDIT UNION ADMINISTRATION

/S/


Rob F. Robine
Trial Attorney
NCUA Office of General Counsel

Last modified on
01/11/23