Letters to Credit Unions and Other Guidance

From time to time, the NCUA will provide guidance and other information to the credit union system on regulatory and supervisory matters, trends affecting federally insured credit unions and potential risks and threats.

Letters to Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect all federally insured credit unions.
Letters to Federal Credit Unions — Provide guidance on specific NCUA policies and procedures, compliance, governance, and other timely issues that affect only credit unions with a federal charter.
Risk Alerts — Detail practices or external threats that potentially are a significant risk to the safety and soundness of the credit union system.
Regulatory Alerts — Provide guidance on rules and regulations from other agencies that all credit unions must comply with.
Supervisory Letters — Provide the NCUA’s examiners with instructions and information on a range of supervisory and regulatory issues.
Accounting Bulletins — Provide guidance and instructions on how changes in generally accepted accounting principles and other regulatory initiatives affect how credit unions report these items in their financial statements.
Consumer Financial Protection Updates — Announce new activity on consumer compliance laws, regulations and guidance.
Letters to Corporate Credit Unions — Provide guidance letters to inform corporate credit unions about specific NCUA policies and procedures, compliance, governance, and other timely issues.

You can search these regulatory letters going back to 1979 by document type, the year issued, by subject and by title or keywords. Please note that obsolete letters are not included.

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Letters to Credit Unions and Other Guidance search results
Docket #	Title	Subject	Type	Year	Status
SL No. 22-01	Updates to Interest Rate Risk Supervisory Framework	Interest Rate Risk	Supervisory Letters	2022	Active
SL No. 21-01	Evaluating LIBOR Transition Plans	Risk Management	Supervisory Letters	2021	Active
SL No. 19-01	Evaluating Secondary Capital Plans	Capital Planning	Supervisory Letters	2019	Active
SL No. 18-01	Bank Secrecy Act Customer Due Diligence and Beneficial Ownership Rules	BSA/AML	Supervisory Letters	2018	Active
SL No. 17-02	Examiner Guidance for Institutions Affected by a Major Disaster	Business Continuity	Supervisory Letters	2017	Active
SL No. 17-01	Evaluating Compliance Risk - Updated Compliance Risk Indicators	Examination Program	Supervisory Letters	2017	Active
SL No. 16-01	CDFI-Certified Credit Union Supervision	Examination Program	Supervisory Letters	2016	Active
SL No. 15-03	Fixed Asset Management	fixed assets	Supervisory Letters	2015	Active
SL No. 15-02	Associational Common Bond Updates	Field of Membership	Supervisory Letters	2015	Active
SL No. 14-05	Capital Planning Under NCUA Rules & Regulations §702 Subpart E for Credit Unions with Assets of $10 Billion or More	Capital Planning	Supervisory Letters	2014	Active
SL No. 14-05	Money Services Businesses	BSA/AML	Supervisory Letters	2014	Active
SL No. 14-04	Taxi Medallion Lending	Taxi Medallions	Supervisory Letters	2014	Active
SL No. 14-03	Liquidity and Contingency Funding Plans	Liquidity Risk	Supervisory Letters	2014	Active
SL No. 14-01	CFPB’s Ability-to-Repay and Qualified Mortgage Rule	Mortgage Lending	Supervisory Letters	2014	Active
SL No. 13-13	Private Student Loans	Student Loans	Supervisory Letters	2013	Active
SL No. 13-12	Enterprise Risk Management (ERM)	Risk Management	Supervisory Letters	2013	Active
SL No. 13-04	Supervision Guidance on Loan Participation Waivers	Participations	Supervisory Letters	2013	Active
SL No. 13-03	Investing in Securities without Reliance on Nationally Recognized Statistical Rating Organizations (NRSRO) Ratings	Risk Management	Supervisory Letters	2013	Active
SL No. 13-02	Examiner Review of Loan Workouts, Nonaccruals and Regulatory Reporting of Troubled Debt Restructured Loans	Troubled Debt Restructuring	Supervisory Letters	2013	Active
SL No. 09-03	Reviewing Adequacy of Earnings	Examination Program	Supervisory Letters	2009	Active
SL No. 09-01	Supervision Considerations for Natural Person Credit Unions and the Announced Corporate Stabilization Efforts	Corporate Resolution Program	Supervisory Letters	2009	Active
SL No. 07-01	Evaluating Third Party Relationships	Third Parties	Supervisory Letters	2007	Active
SL No. 06-01	Evaluating Earnings	Examination Program	Supervisory Letters	2006	Active
99-RA-04	New Communities Entering the National Flood	Flood Insurance	Regulatory Alerts	1999	Active
99-CU-17	Guidance for Credit Unions that Use More than One Name	Operations	Letters to Credit Unions	1999	Active
99-CU-12	Real Estate Lending and Balance Sheet Risk Management	Mortgage Lending	Letters to Credit Unions	1999	Active
98-CU-16	The Credit Union Membership Access Act of 1998	Legislation	Letters to Credit Unions	1998	Active
98-CU-01	Year 2000 Bridge Programs and Interfacing	Y2K	Letters to Credit Unions	1998	Active
97-CU-09	Withdrawal of IRPS	Operations	Letters to Credit Unions	1997	Active
97-CU-08	Credit Union Financial Trends During the First Half of 1997	State of the Industry	Letters to Credit Unions	1997	Active
97-CU-03	Coporate Business Resumption And Contingency Planning	Business Continuity	Letters to Credit Unions	1997	Active
95-CU-170	Automated Clearinghouse - Deposits for Processing Activities	Examination Program	Letters to Credit Unions	1995	Active
95-CU-169	Collateralized Mortgage Obligations (CMOs) and Real Estate Mortgage Investment Conduits (REMICs)	Investments	Letters to Credit Unions	1995	Active
95-CU-163	Sanctions Against Select Foreign Countries	BSA/AML	Letters to Credit Unions	1995	Active
94-CU-162	Truth-in-Savings Act Compliance	Consumer Protection	Letters to Credit Unions	1994	Active
94-CU-161	CAMEL Rating System Revisions	Examination Program	Letters to Credit Unions	1994	Inactive
94-CU-157	Selection and Use of Brokers (HYM)	Investments	Letters to Credit Unions	1994	Active
94-CU-155	Credit Union Investment in Mutual Funds	Investments	Letters to Credit Unions	1994	Active
94-CU-154	Credit Unions' Lending Policies	Examination Program	Letters to Credit Unions	1994	Active
94-CU-153	Decline in the Number of Small CUs	State of the Industry	Letters to Credit Unions	1994	Active
93-CU-146	Yields on assets	Investments	Letters to Credit Unions	1993	Active
92-CU-139	Collateralized Mortgage Obligations (CMOs)	Investments	Letters to Credit Unions	1992	Active
92-CU-130	Changes in Interest Rates During Examinations	Examination Program	Letters to Credit Unions	1992	Active
91-CU-124	Real Estate Secured Credit by Credit Union Members	Mortgage Lending	Letters to Credit Unions	1991	Active
91-CU-122	NCUA Reviews of EDP Vendors	Cybersecurity	Letters to Credit Unions	1991	Active
91-CU-120	Interest Rate Adjustment Errors for ARM Loans	Mortgage Lending	Letters to Credit Unions	1991	Active
89-CU-109	Information Processing Issues	Cybersecurity	Letters to Credit Unions	1989	Active
88-CU-96	Privately Issued Mortgage Related Securities	Investments	Letters to Credit Unions	1988	Active
88-CU-100	Amended IRS Form 990 - Return of Organization Exempt from Income Tax	Tax Exemption	Letters to Credit Unions	1988	Active
87-CU-94	Financial Statement Classification of FCU Member Share Accounts	Auditing	Letters to Credit Unions	1987	Active
87-CU-90	Recordkeeping and Reporting Requirements under the Bank Secrecy Act	BSA/AML	Letters to Credit Unions	1987	Active
86-CU-84	Insider Dealing and Conflicts of Interest	Governance	Letters to Credit Unions	1986	Active
85-CU-79	Mutual Funds	Investments	Letters to Credit Unions	1985	Active
85-CU-78	Currency and Foreign Transaction Reporting Act	BSA/AML	Letters to Credit Unions	1985	Active
82-CU-66	Repurchase Agreements	Operations	Letters to Credit Unions	1982	Active
81-CU-60	Deregulation of Share, Share Draft, and Share Certificate Accounts	Investments	Letters to Credit Unions	1981	Active
81-CU-57	Diversification in the Investment Portfolio	Investments	Letters to Credit Unions	1981	Active
81-CU-54	Cautions to be Taken in Making Investments in Federal Funds Market Transactions	Investments	Letters to Credit Unions	1981	Active
24-RA-01	Home Mortgage Disclosure Act Data Requirements	HMDA	Regulatory Alerts	2024	Active
24-FCU-01	Federal Credit Union Operating Fee Schedule for 2024	Operating Fee	Letters to Federal Credit Unions	2024	Active

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