Skip to main content
United States flag An official website of the United States government
Official websites use .gov
A .gov website belongs to an official government organization in the United States.
Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.
Show

Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

Download CSV

Showing 101 - 200 of 1525 Results
Docket # Name and Relationship Institution City State Year
18-0091-R2 Peters, Deborah N.
Former Institution-Affiliated Party of Wilkes-Barre City Employees Federal Credit Union
Wilkes-Barre City Employees Federal Credit Union Wilkes-Barre PA 2019
19-0176-WR Southwest Counties School Employees Credit Union
Southwest Counties School Employees Credit Union
Southwest Counties School Employees Credit Union Neosho MO 2019
19-0172-ER Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union Washington DC 2019
19-0174-SR Galveston Government Employees Credit Union
Galveston Government Employees Credit Union
Galveston Government Employees Credit Union La Marque TX 2019
19-0175-WR Firefighters Credit Union
Firefighters Credit Union
Firefighters Credit Union Salt Lake City UT 2019
19-0171-ER Far Rockaway Postal Federal Credit Union
Far Rockaway Postal Federal Credit Union
Far Rockaway Postal Federal Credit Union Far Rockaway NY 2019
19-0173-SR Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union
Caddo Parish Teachers Federal Credit Union Shreveport LA 2019
19-0143-ER White Gold Credit Union
White Gold Credit Union
White Gold Credit Union Raceland LA 2019
19-0142-ER Letcher County Teachers Credit Union
Letcher County Teachers Credit Union
Letcher County Teachers Credit Union Whitesburg KY 2019
19-0141-WR C & NW Proviso Credit Union
C & NW Proviso Credit Union
C & NW Proviso Credit Union Northlake IL 2019
19-0140-ER Mt. Airy Baptist Church Federal Credit Union
Mt. Airy Baptist Church Federal Credit Union
Mt. Airy Baptist Church Federal Credit Union Washington DC 2019
19-0187-ER Defense Logistics Federal Credit Union
Defense Logistics Federal Credit Union
Defense Logistics Federal Credit Union Dover NJ 2019
19-0139-ER B.S. and C.P. Hospitals Employees Federal Credit Union
B.S. and C.P. Hospitals Employees Federal Credit Union
B.S. and C.P. Hospitals Employees Federal Credit Union Bronx NY 2019
19-0137-SR Friends Federal Credit Union
Friends Federal Credit Union
Friends Federal Credit Union Norman OK 2019
19-0136-SR Xavier University Federal Credit Union
Xavier University Federal Credit Union
Xavier University Federal Credit Union New Orleans LA 2019
19-0183-WR Hampton, Bradley
Former Employee of HawaiiUSA Federal Credit Union
HawaiiUSA Federal Credit Union Honolulu HI 2019
19-0182-SR Bullock, Tobisha
Former Institution-Affiliated Party of CAANO Employees Federal Credit Union
CAANO Employees Federal Credit Union New Orleans LA 2019
19-0186-ER Awoyade, Kolade
Former Employee of Greater Abyssinia Federal Credit Union
Greater Abyssinia Federal Credit Union Cleveland OH 2019
19-0185-ER Margucci, Tammy
Former Employee of Lanco Federal Credit Union
Lanco Federal Credit Union Lancaster PA 2019
19-0184-SR Suarez, Brandon Corey
Former Employee of Space Coast Credit Union
Space Coast Credit Union Melbourne FL 2019
19-0181-ER Hill, Kelly Jo
Former Institution-Affiliated Party of WV National Guard Federal Credit Union
WV National Guard Federal Credit Union Charleston WV 2019
19-0157-SR Thurman, Joshua
Former Institution-Affiliated Party of Mid East Tennessee Community
Mid East Tennessee Community Decatur TN 2019
19-0156-SR Thurman, Grover
Former Institution-Affiliated Party of Mid East Tennessee Community
Mid East Tennessee Community Decatur TN 2019
19-0162-SR Williams, Devin
Former Employee of Suncoast Credit Union
Suncoast Credit Union Tampa FL 2019
19-0169-SR Perkins, Teresa
Former Employee of Community United Federal Credit Union
Community United Federal Credit Union Waycross GA 2019
19-0168-WR Nelson, Jenifer
Former Employee of Baker’s Federal Credit Union
Baker’s Federal Credit Union Omaha NE 2019
19-0163-SR Martinez, Jamelah
Former Employee of Suncoast Credit Union
Suncoast Credit Union Tampa FL 2019
19-0167-WR Kent, Connie
Former Employee of Topeka Post Office Credit Union
Topeka Post Office Credit Union Topeka KS 2019
19-0165-ER Santos, Jasmine
Former Institution-Affiliated Party of People’s Alliance Federal Credit Union
People’s Alliance Federal Credit Union Hauppauge NY 2019
19-0129-SR Fortney, Richard
Former Institution-Affiliated Party of Mid East Tennessee Community Credit Union
Mid East Tennessee Community Credit Union Decatur TN 2019
19-0170-ER Biederman, Kevin
Former Employee of Philadelphia Federal Credit Union
Philadelphia Federal Credit Union Philadelphia PA 2019
19-0178-WR Bagley, Ashley
Former Employee of Great Northwest Federal Credit Union
Great Northwest Federal Credit Union Aberdeen WA 2019
19-0150-WR Camp, Joey
Former employee
Peoria Fire Fighters Credit Union Peoria IL 2019
19-0147-SR Fincher, Amy
Former employee
Rheem Arkansas Federal Credit Union Fort Smith AR 2019
19-0133-SR Hughes, Christopher
Former Institution-Affiliated Party of Dixies Federal Credit Union, Darlington, South Carolina
Dixies Federal Credit Union Darlington SC 2019
19-0126-ER Mix, Jennifer
Former Institution-Affiliated Party of Hornell Erie Federal Credit Union, Hornell, New York
Hornell Erie Federal Credit Union Hornell NY 2019
19-0145-ER Morales, Ignacio
Former employee
Borinquen Federal Credit Union Philadelphia PA 2019
19-0334-WR Severson, Benjamin
Former employee
Marine Credit Union La Crosse WI 2019
19-0152-SR Smith, Shannon
Former employee
Appalachian Community Federal Credit Union Gray TN 2019
19-0148-ER Hughes, Ginny
Former Institution-Affiliated Party
Changing Seasons Federal Credit Union Hampden ME 2019
18-0074-ER (CBM) Kaufman, Alan
Former Institution Affiliated Party
Melrose Credit Union Queens NY 2019
19-0153-SR Steward, Doretha
Former Employee
Fayetteville Postal Credit Union Fayetteville NC 2019
19-0155-SR Roberts, Kimberly
Former Employee
My Healthcare Federal Credit Union Gainesville FL 2019
19-0154-SR Harrison, Christy
Former Employee
Altamaha Federal Credit Union Jesup GA 2019
19-0151-WR Buxton, Karen
Former Employee
ADM Credit Union Decatur IL 2019
19-1061-ER Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union
Phi Beta Sigma Federal Credit Union Washington DC 2019
19-0131-SR Allen, Sherry Ann
Former Employee of Greater Eastern Federal Credit Union
Greater Eastern Federal Credit Union Johnson City TN 2019
19-0127-ER Davis, Jihan Michelle
Former Institution-Affiliated Party of Lexington Avenue Federal Credit Union
Lexington Avenue Federal Credit Union Rochester NY 2019
19-0130-SR Landry, Linda
Southeast Texas Employees Federal Credit Union
Southeast Texas Employees Federal Credit Union Orange TX 2019
19-0117-ER PATH Federal Credit Union
PATH Federal Credit Union
PATH Federal Credit Union Jersey City NJ 2019
19-0118-WR Denocos Federal Credit Union
Denocos Federal Credit Union
Denocos Federal Credit Union Crescent City CA 2019
19-0119-ER Port Conneaut Federal Credit Union
Port Conneaut Federal Credit Union
Port Conneaut Federal Credit Union Conneaut OH 2019
19-0120-ER Valley Board Federal Credit Union
Valley Board Federal Credit Union
Valley Board Federal Credit Union Harpers Ferry WV 2019
19-0121-ER Good Counsel Federal Credit Union
Good Counsel Federal Credit Union
Good Counsel Federal Credit Union Brooklyn NY 2019
19-0116-ER CENCAP Federal Credit Union
CENCAP Federal Credit Union
CENCAP Federal Credit Union Hartford CT 2019
19-0112-ER Turk, Julie Ann
Former Employee of Allentown Federal Credit Union
Allentown Federal Credit Union Allentown PA 2019
19-0107-SR Renfroe, Suzanne Joy
Former Employee of Powerco Federal Credit Union
Powerco Federal Credit Union Atlanta GA 2019
19-0116-WR Darley, Phillip H.
Former Institution-Affiliated Party of Panhandle Cooperative Federal Credit Union
Panhandle Cooperative Federal Credit Union Scottsbluff NE 2019
15-0146-R4 Lopez, Soundra M.
Former Employee of County & Municipal Employees Credit Union
County & Municipal Employees Credit Union Edinburg TX 2018
18-0109-R5 Williams, Latrese
Former Employee of Northwest Baptist Federal Credit Union
Northwest Baptist Federal Credit Union Seattle WA 2018
18-0079-R5 Purdy, Janell
Former Employee of First Hawaiian Homes Credit Union
First Hawaiian Homes Credit Union Hoolehua HI 2018
18-00765-R5 Putman, Krista
Former Employee of Grays Harbor Community Hospital Federal Credit Union
Grays Harbor Community Hospital Federal Credit Union Aberdeen WA 2018
18-0090-R4 Darley, Christine
Former Employee of Panhandle Cooperative Federal Credit Union
Panhandle Cooperative Federal Credit Union Scottsbluff NE 2018
18-0078-R4 Yang, Savannah
Former Employee of Affinity Plus Federal Credit Union
Affinity Plus Federal Credit Union St. Paul MN 2018
18-0087-R1 Reiver, Mitchell
Former Employee, Board Member and Institution-Affiliated Party of Melrose Credit Union
Melrose Credit Union Briarwood NY 2018
18-0005-R2 Bethany Baptist Christian Federal Credit Union
Bethany Baptist Christian Federal Credit Union
Bethany Baptist Christian Federal Credit Union Chester PA 2018
18-0085-R1 Medford Municipal Employees Federal Credit Union
Medford Municipal Employees Federal Credit Union
Medford Municipal Employees Federal Credit Union Medford MA 2018
18-0084-R1 Last Federal Credit Union
Last Federal Credit Union
Last Federal Credit Union Long Island City NY 2018
18-0083-R2 Path Federal Credit Union
Path Federal Credit Union
Path Federal Credit Union Jersey City NJ 2018
18-0093-R3 Cain, Michelle
Former Employee of Business and Industrial Federal Credit Union
Business and Industrial Federal Credit Union Columbus IN 2018
18-0002-R3 FAB Church Federal Credit Union
FAB Church Federal Credit Union
FAB Church Federal Credit Union Savannah GA 2018
18-0003-R5 Times Federal Credit Union
Times Federal Credit Union
Times Federal Credit Union Honolulu HI 2018
18-0004-R4 CTAFC Federal Credit Union
CTAFC Federal Credit Union
CTAFC Federal Credit Union Chicago IL 2018
18-0105-R4 West Side Baptist Church Federal Credit Union
West Side Baptist Church Federal Credit Union
West Side Baptist Church Federal Credit Union Saint Louis MO 2018
18-0100-R3 Tabernacle Federal Credit Union
Tabernacle Federal Credit Union
Tabernacle Federal Credit Union Augusta GA 2018
18-0104-R4 Resurrection Lutheran Federal Credit Union
Resurrection Lutheran Federal Credit Union
Resurrection Lutheran Federal Credit Union Chicaco IL 2018
18-0103-R3 White Gold Credit Union
White Gold Credit Union
White Gold Credit Union Raceland LA 2018
18-0107-R4 Martin Luther King Credit Union
Martin Luther King Credit Union
Martin Luther King Credit Union Houston TX 2018
18-0101-R3 Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union Hot Springs AZ 2018
18-0098-R2 Back Mountain Federal Credit Union
Back Mountain Federal Credit Union
Back Mountain Federal Credit Union Shavertown PA 2018
18-0099-R2 Lancaster Red Rose Credit Union
Lancaster Red Rose Credit Union
Lancaster Red Rose Credit Union Lancaster PA 2018
18-0097-R2 Fayette Federal Credit Union
Fayette Federal Credit Union
Fayette Federal Credit Union Mount Hope WV 2018
18-0036-R3 Jones, Willie
Former Employee of Power Financial Credit Union
Power Financial Credit Union Miami FL 2018
18-0061-R2 Lancaster Red Rose Credit Union
Lancaster Red Rose Credit Union
Lancaster Red Rose Credit Union Lancaster PA 2018
18-0060-R2 Halifax County Community Federal Credit Union
Halifax County Community Federal Credit Union
Halifax County Community Federal Credit Union South Boston VA 2018
18-0058-R1 Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union
Yonkers Postal Employees Credit Union Yonkers NY 2018
18-0028-R4 Resurrection Lutheran Federal Credit Union
Resurrection Lutheran Federal Credit Union
Resurrection Lutheran Federal Credit Union Chicago IL 2018
18-0027-R3 James Ward, Jr. Federal Credit Union
James Ward, Jr. Federal Credit Union
James Ward, Jr. Federal Credit Union Jennings LA 2018
18-0025-R2 Ward Federal Credit Union
Ward Federal Credit Union
Ward Federal Credit Union Philadelphia PA 2018
18-0068-R4 Callaway, Chelly Ann
Former Employee of Kellogg Midwest Federal Credit Union
Kellogg Midwest Federal Credit Union Omaha NE 2018
18-0076-R1 Hayes, Stanley D.
Former Employee of Valley State Employees Credit Union
Valley State Employees Credit Union Saginaw MI 2018
18-0066-R3 Simon, Amy
Former Employee/Institution-Affiliated Party of South Jennings Catholic Federal Credit Union
South Jennings Catholic Federal Credit Union Jennings LA 2018
18-0044-R1 Renis, Amanda
Former Employee of Preferred Credit Union
Preferred Credit Union Grand Rapids MI 2018
18-0039-R2 Buber, Debra
Former Employee of STOFFE Federal Credit Union
STOFFE Federal Credit Union Solon OH 2018
18-0020-R2 Burns, Tammy
Former Employee of Access Credit Union
Access Credit Union Bristol PA 2018
18-0053-R1 Far Rockaway Postal Federal Credit Union
Far Rockaway Postal Federal Credit Union
Far Rockaway Postal Federal Credit Union Far Rockaway NY 2018
18-0077-R5 Naeole, Allennie
Former Employee of First Hawaiian Homes Credit Union
First Hawaiian Homes Credit Union Hoolehua HI 2018
18-0075-R5 Madtson, Jane L.
Former Employee of Grays Harbor Community Hospital Federal Credit Union
Grays Harbor Community Hospital Federal Credit Union Aberdeen WA 2018
18-0071-R5 Camba, Melody
Former Employee of Independent Employers Group Federal Credit Union
Independent Employers Group Federal Credit Union Hilo HI 2018
18-0069-R4 Nirschl, Nita Rae
Former Employee of Parsons Pittsburg Credit Union
Parsons Pittsburg Credit Union Parsons KS 2018

The NCUA is committed to providing an excellent user experience to all individuals, including persons with disabilities. If you require an accommodation to access information on or to use this website, contact us to request one. Please visit the NCUA's Accessibility Statement for additional information.