Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (FCUA) (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires a party to take action (or refrain from taking action), including making restitution; 
  • An Order or Notice of Prohibition, which prohibits a party from ever working for a federally insured financial institution; and 
  • An Order Assessing Civil Money Penalties.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

Enforcement actions against other institutions or their affiliated parties can be found at the website of the institution's primary federal regulator:

Showing 1501 - 1505 of 1505 Results
Docket # Name and Relationship Institution City State Year
92-1101 V Wissman, Darrel L.
An Institution-Affiliated Party and Person Participating in the Affairs of the Holdrege Federal Credit Union
Holdrege Federal Credit Union N/A N/A 1992
92-1101 IV Roche, Raymond R.
An Institution Affiliated Party and Person Participating in the Affairs of the O C Federal Credit Union
O C Federal Credit Union N/A N/A 1992
91-1001III Bradford, Charles W.
An Institution Affiliated Party and Person Participating in the Affairs of Capitol Credit Union
Capitol Credit Union N/A N/A 1991
91-1001I Silvia, Karen L.F.
An Institution Affiliated Party and Person Participating in the Affairs of the First Citizens Federal Credit Union
First Citizens Federal Credit Union N/A N/A 1991
91-1001VI Hadley, Blair F.
An Institution Affiliated Party and Person Participating in the Affairs of the Deseret Federal Credit Union
Deseret Federal Credit Union N/A N/A 1991
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